The Oakmark Funds are advised by Harris Associates L.P. an autonomous subsidiary of Natixis Investment Managers, L.P.

Learn more about the principles and philosophy behind our funds at HarrisAssoc.com.

Harris Associates

111 South Wacker Drive, Suite 4600
Chicago, Illinois 60606
312-646-3600

Forms

Find the form you need to open a new account or to manage your existing Oakmark account.

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New Account Registration For Individuals
Open a new account (non-IRA), including an individual, joint, UGMA/UTMA, trust, or other account.
New Account Registration For Legal Entities
Use this form to open a new account for a corporation, limited liability company, partnership, statutory trust, or other type of entity.
Add-A-Fund Form
Add a new Fund under an existing account registration.
Change of Registration Form
Change ownership of your existing account or transfer a portion of your account to a new owner.
Checkwriting Signature Form
Establish checkwriting privileges and specify which account owners are authorized signers for checks drawn on your Oakmark Units (money market fund) account.
Durable Power of Attorney (POA) Form
Authorize a Power of Attorney for your account.
Form W-9
Certify your Social Security or Tax Identification Number.
Legal Entity Maintenance Form
Update or add the control individual or beneficial owner(s) of a legal entity.
Letter of Instruction
Make any specific account requests.
Payroll Deduction Form
Set up systematic investments directly from your payroll.
Redemption Request Form
Redeem funds from your non-IRA account.
Shareholder Services Form
Add or change account information, systematic transactions, or distribution options.
Transfer On Death (TOD) Form
Assign beneficiaries to your non-IRA accounts.
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Online
IRA Booklet
Provides descriptions of Traditional and Roth IRAs to help you decide which is right for you.
SIMPLE IRA Booklet
Describes the rules applicable to maintaining and participating in SIMPLE Individual Retirement Accounts.
IRA Application & Adoption Agreement
Open a new Traditional, Roth, or SEP IRA.
Add-A-Fund Form
Add a new Fund under an existing account registration.
Durable Power of Attorney (POA) Form
Authorize a Power of Attorney for your account.
Form W-9
Certify your Social Security or Tax Identification Number.
IRA Distribution Form
Request an IRA distribution.
IRA Required Minimum Distribution (RMD) Form
Take an RMD from your Traditional, SEP, or SIMPLE IRA account.
IRA Transfer/Direct Rollover of Assets Form
Transfer a Traditional or Roth IRA from another institution or roll over your retirement plan from your former employer to Oakmark.
IRA/ESA Beneficiary Designation Form
Designate or change your IRA or ESA beneficiaries.
Letter of Instruction
Make any specific account requests.
Payroll Deduction Form
Set up systematic investments directly from your payroll.
Roth Conversion Form
Convert your existing Oakmark Traditional IRA to an Oakmark Roth IRA.
Shareholder Services Form
Add or change account information, systematic transactions, or distribution options.
SIMPLE IRA Application & Adoption Agreement
Open a new Savings Incentive Match Plan for Employees of Small Employers (SIMPLE) IRA.
SIMPLE IRA Transfer of Assets Form
Transfer a SIMPLE IRA from another institution to Oakmark.
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Online
Coverdell Education Savings Account (ESA) Booklet
Contains detailed information about ESAs, including rules about contributions and withdrawals.
Coverdell Education Savings Account (ESA) Application & Adoption Agreement
Set up an ESA to save for a child's education expenses.
Add-A-Fund Form
Add a new Fund under an existing account registration.
Coverdell Education Savings Account (ESA) Transfer of Assets Form
Transfer your ESA from another institution to Oakmark.
Form W-9
Certify your Social Security or Tax Identification Number.
IRA/ESA Beneficiary Designation Form
Designate or change your IRA or ESA beneficiaries.
Letter of Instruction
Make any specific account requests.
Payroll Deduction Form
Set up systematic investments directly from your payroll.
Shareholder Services Form
Add or change account information, systematic transactions, or distribution options.